| Type: | Full Time |
|---|
Assists in the development, execution, and maintenance of policies and procudures designed to ensure compliance with all relevant NASD, MSRB, SEC, and State Securities Commissioners rules.
Assist in the development execution, and maintenance of the firm's anti-money laundering program.
Assists with the supervision of compliance staff and compliance projects.
Bachelor's degree required
Business degree preferred
5 years of securities compliance experience
Strong knowledge of NASD, MSRB and SEC rules and regulations
For details, please find job posting:
www.investmentbankcareer.com/iba....php
Assist in the development execution, and maintenance of the firm's anti-money laundering program.
Assists with the supervision of compliance staff and compliance projects.
Bachelor's degree required
Business degree preferred
5 years of securities compliance experience
Strong knowledge of NASD, MSRB and SEC rules and regulations
For details, please find job posting:
www.investmentbankcareer.com/iba....php
